Securities Regulation
We concentrate our securities practice on advising privately held businesses and private investors in a wide variety of financing transactions. In addition to supporting capital raising initiatives we also serve the financial industry by creating a wide variety of private investment vehicles, including hedge funds, funds-of-funds, master-feeder funds, venture capital and buy-out funds. Through our understanding of the various rules, regulations and exceptions we offer our clients practical advice on complying with the SEC’s rapidly changing disclosure requirements as well as stock exchange rules and regulations.
Most importantly, we assist our clients with the following services:
- Private Placements
- Term Sheet, Letter of Intent and Subscription Agreements
- Legal Opinion Letters
- IPOs and Pre-IPOs
- Bond Issuance
- Offshore and Onshore Private Fund Formation
- SEC and state regulatory fillings
- Investments in private securities
- Special Purpose Vehicles
Malescu Law P.A. – Business Lawyers