Last Updated on December 17, 2022 by Anda Malescu
We discuss below the top regulatory compliance conferences 2019 you should be attending in the United States. Each year, various organizations focused on regulatory compliance organize many regulatory compliance conferences across the United States. But you may ask what is regulatory compliance to begin with? And why is regulatory compliance important?
In the United States, regulatory compliance refers to an organization’s adherence to laws, regulations and guidelines relevant to the specific sector the organization operates in
Regulatory compliance is the goal that organizations set to achieve through internal structures and efforts to ensure that they are up to date on all the laws, policies and regulations and are taking steps towards complying with such laws. Today, companies must adhere to an increasing number of regulations and as a result they are increasingly adopting the use of consolidated and harmonized sets of compliance controls.
Attending the regulatory compliance conferences in 2019 is the best way to keep your company up to date on regulatory affairs and developments. The top regulatory compliance conferences 2019 you should attend include:
- Structured Finance Industry Group (SVIG) Vegas 2019. 24-27 February, 2019. Las Vegas, Nevada. More than 7,000+ attendees gather for the largest capital markets conference in the world, which draws thought leaders and market participants from across the broad spectrum of the structured finance industry.
- LendIt FinTech USA. 08-09 April, 2019. San Francisco, CA. The conference attracts 5,000+ attendees to discuss the advances in FinTech across the range of applications, from artificial intelligence (AI) to blockchain to digital banking and more.
- Futures Industry Association (FIA) Law and Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products. 08-10 May, 2019. Washington, DC. The conference attracts nearly 900 attendees and provides a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry.
- Financial Industry Regulatory Authority (FINRA) 2019 Annual Conference. May 15-17, 2019. Washington, DC. FINRA’s premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics.
- American Brokers Association (ABA) Regulatory Compliance Conference. 09-12 June, 2019. Hyatt Recency New Orleans, LA. The conference gives attendees the opportunity to meet bankers from small and large banks and other compliance professionals and gain an understanding of how to address regulatory compliance issues in the field. There are 2,000+ attendees, including compliance officers and executives, legal counsel, auditors, regulatory officials, and bank senior managers attend. Sessions drill down on constructing bank compliance programs.
- Association of Certified Anti-Money Laundering Specialists (ACAMS) 18th Annual AML & Financial Crime Conference. 23-25 September, 2019. Las Vegas, Nevada. More than 1,500 anti-financial crime professionals, regulators, law enforcement investigators and government officials attend, with a principal focus on discussing new developments in financial crime, payment methods and money laundering schemes, and the ways to prevent them.
- FINRA 2019 Small Firm Conference. October 23-24, 2019. Santa Monica, CA. The conference focuses on small firms’ practices and tips for complying with FINRA rules.
- FINRA 2019 Advertising Regulation Conference. October 24-25, 2019. Washington, DC. The conference provides practical guidance on complying with advertising rules, updates on new developments in communications compliance and the opportunity to learn from FINRA experts.
Contact us, your business attorney in Miami, Florida USA to help with your regulatory compliance needs.
